Preparation process and optimization of solid dosage forms

Solid dosage forms play a crucial role in the pharmaceutical industry, and the process and performance of their manufacturing equipment have a significant impact on the quality and efficacy of the drugs. With the continuous advancement of pharmaceutical process technology, the Preparation and performance optimization of solid dosage forms have become a hot topic of research.
This article discusses the preparation process of solid dosage forms and examines performance evaluation indicators for these forms. In light of the characteristics of solid dosage forms, it proposes strategies for selecting and optimizing dosage forms, ingredients, and adjusting process parameters. These strategies will help continuously improve the preparation process and, in turn, provide reliable assurance of solid dosage form quality.

Solid dosage forms play a vital role in the pharmaceutical field, serving as a crucial vehicle for treating diseases and improving patients’ quality of life. With the advancement of modern medicine and increasing awareness of health, the demand for solid dosage forms is also on the rise. However, to ensure the quality, stability, and efficacy of solid dosage forms, in-depth research and optimization of their Preparation and performance are essential. The preparation process of solid dosage forms is complex, involving multiple aspects such as the selection of drug ingredients, formulation design, processing methods, and packaging. Rational design and optimization of the preparation process can effectively improve the quality and stability of the Preparation, ensuring that the drug release rate meets therapeutic requirements. Therefore, research on the preparation process and performance optimization of solid dosage forms is of great significance.

1. Preparation Process of Solid Dosage Forms
1.1. Common Types of Solid Dosage Forms
Solid dosage forms are dosage forms in which drugs are produced, stored, and used in a solid form. They are widely used in the pharmaceutical field. Common types of solid dosage forms include tablets, capsules, and granules, each with different preparation processes and characteristics.
Tablets: These are dosage forms in which the drug and excipients are mixed uniformly and then compressed into tablets using a tablet press. The tablet preparation process includes steps such as raw material pulverization, mixing, tableting, and coating. Different drug and dosage form requirements affect the process parameters of each step.
Capsules: These are dosage forms in which the drug or drug mixture is directly mixed or granulated before being filled into capsules. Capsules are generally categorized into two types: hard capsules and soft capsules. The appropriate capsule material and size are selected based on the drug’s properties and needs.
Granules: These are dosage forms in which the drug and excipients are formed into granules. They are typically used for oral dissolution or suspension preparations. The preparation process for granules involves steps such as mixing raw materials, wet or dry granulation, and granule drying. Parameters such as granule size, shape, and density must be controlled. Each of these solid dosage forms has its own unique characteristics and specific applications. The selection and optimization of the manufacturing process is crucial for ensuring the quality and stability of the Preparation.
1.2. Manufacturing Process
The manufacturing process for solid dosage forms involves preparing drug raw materials and excipients according to a specific formulation ratio, utilizing a particular method of manufacturing and process flow, to produce a solid dosage form that meets quality specifications. An overview of the manufacturing process includes four key steps:
a. Preparation of raw materials and excipients and formulation determination: Select appropriate drug raw materials and excipients, and determine the optimal formulation ratio based on the drug properties and dosage form requirements.
b. Preparation of the mixture: The drug raw materials and excipients are accurately weighed and mixed according to the formulation ratio to ensure uniformity and stability in subsequent manufacturing processes.
c. Formation: The mixture is formed into a solid dosage form through methods such as granulation, drying, and tableting to ensure accurate drug dosage and acceptable appearance.
d. Packaging: Use appropriate packaging methods (such as blister packs, bottles, and sachets) to ensure the stability and effectiveness of the Preparation during transportation and storage, and protect the Preparation from environmental influences.

2. Solid Formulation Performance Evaluation Indicators
2.1. Drug Solubility and Release Rate
Drug solubility refers to the amount of drug that can be dissolved in a unit volume or unit mass of solvent under specific conditions. It is usually expressed as a solubility curve or solubility index. Solubility directly affects the drug’s dissolution rate and absorption rate in the body and is an essential indicator for evaluating the dissolution performance of oral dosage forms. The drug release rate refers to the rate and extent of drug release from a dosage form, which is typically evaluated through in vitro release testing. The drug in a dosage form must be released within an appropriate timeframe to meet therapeutic needs. Therefore, the drug release rate directly affects the therapeutic efficacy and duration of the drug’s effect.

2.2. Physical Properties
The physical properties of solid dosage forms include morphology, particle size, and density. A drug’s morphology refers to its appearance in the solid state, such as granules, flakes, or powder. Different morphologies may affect the drug’s solubility, stability, and flowability during the formulation process. Particle size refers to the size of drug particles or powders and influences the drug’s dissolution rate, release rate, and bioavailability. Smaller particle size generally results in faster dissolution and release, but may also increase the difficulty of the manufacturing process. Density refers to the ratio of a solid dosage form’s weight to its volume, which affects the stability of the dosage form and the sealing properties of its packaging.

2.3. Encapsulation Efficiency and Stability
Encapsulation efficiency refers to the distribution of the drug within the dosage form, specifically the ratio of the drug content in the solid dosage form to the theoretical content. It is typically evaluated through chemical analysis or drug release testing. A high encapsulation efficiency indicates uniform drug distribution within the dosage form, which helps ensure the quality and efficacy of the dosage form. Stability refers to the ability of a dosage form to maintain its integrity during storage and use, encompassing physical, chemical, and microbiological stability. The stability evaluation of a pharmaceutical dosage form must consider the influence of various factors, such as temperature, humidity, light, oxygen, and interactions between the drug and excipients. Stability testing can assess the changes in a dosage form under different storage conditions, promptly identify and address potential stability issues, and ensure the quality and shelf life of the dosage form.

2.4. Drug Release Kinetic Parameters
Drug release kinetic parameters describe the kinetic characteristics of drug release from a dosage form, typically including the onset time, rate, and duration of the release process. These parameters can be evaluated through in vitro release testing or drug release kinetic models. Release onset time refers to the point in time when drug release from a solid dosage form begins, directly reflecting the drug release rate and performance within the dosage form. Release rate refers to the amount of drug released from the dosage form per unit of time, reflecting both the rate of drug release and the rate of release within the dosage form. Release duration refers to the period during which a sustained drug release is maintained, influencing the rate of drug absorption and the duration of the therapeutic effect. Evaluation of drug release kinetic parameters can help understand the release performance and pharmacodynamic characteristics of a dosage form, guiding the design and optimization of dosage forms to meet clinical treatment needs.

3. Performance Optimization Strategies
3.1. Selection and Optimization of Drug Components
3.1.1. Selection and Ratio Optimization of Drug Components
Drug component selection refers to the choice of appropriate raw materials as the primary components of a dosage form based on the drug’s properties and therapeutic needs. When selecting drug ingredients, factors such as drug solubility, stability, bioavailability, and pharmacodynamic characteristics must be considered to ensure the efficacy and safety of the formulation. Optimizing the formulation involves adjusting the ratio of different drug ingredients based on drug interactions and desired efficacy to achieve optimal therapeutic effects and formulation performance. Appropriate formulation optimization can enhance the solubility, stability, and bioavailability of a drug, reduce side effects and toxicity, thereby improving the efficacy and safety of the formulation.

3.1.2. Excipient Selection and Performance Matching
Excipients, including disintegrants, fillers, binders, and lubricants, play multiple roles in solid dosage forms. Their selection and performance matching are crucial to the formulation’s performance and quality.

Excipient selection must consider their compatibility and stability with the drug, as well as their impact on formulation performance. For example, selecting a filler with good compatibility with the drug can increase the formulation’s bulk and stability, thereby improving its formability and mechanical strength. Meanwhile, an appropriate disintegrant can enhance drug disintegration within the formulation, thereby increasing solubility and release. Excipient performance matching requires consideration of the interactions and ratios between different excipients to achieve optimal formulation performance and stability. For example, the ratio of disintegrants and binders needs to be adjusted based on the characteristics of the drug and the formulation requirements to ensure formulation quality and efficacy.

3.2. Process Parameter Adjustment

3.2.1. Optimization of Temperature, Humidity, and Pressure
Parameters such as temperature, humidity, and pressure play a crucial role in the formulation production process, directly impacting the formulation’s molding quality and stability.

Temperature: During the formulation molding process, an appropriate temperature promotes the dissolution, mixing, and molding of the drug and excipients, improving the formulation’s flowability and processability. For example, in the hot-pressing granulation process commonly used for granular formulations, the temperature is generally controlled between 50 and 80°C to ensure uniform mixing and molding of the drug and excipients.

Humidity: During the drying process, maintaining an appropriate humidity level effectively controls the moisture content in the formulation, thereby preventing its adverse effects on formulation quality. Generally, the relative humidity in the formulation production workshop should be maintained below 65% to ensure adequate drying and stable quality. Pressure: During the molding process, appropriate pressure ensures the hardness and friability of the Preparation. For example, in the Preparation of compressed tablets, the tablet press pressure should generally be between 5 and 50 kN/cm² to ensure the density and mechanical strength of the Preparation.

3.2.2. Optimizing Stirring Speed ​​and Time
Stirring Speed: An appropriate stirring speed ensures thorough mixing of the drug and excipients, resulting in more uniform formulation formation. Generally speaking, for solid dosage forms, the stirring speed is controlled between 50 and 200 r/min. Within this range, the drug and excipients are thoroughly mixed without causing breakage of drug particles or deformation of excipient particles.
Stirring Time: An appropriate stirring time ensures thorough mixing of the drug and excipients, thereby ensuring consistent formulation quality. Generally, the stirring time should be determined based on the specific formulation and molding process, typically ranging from 10 to 60 minutes. A too short stirring time may result in incomplete mixing of the drug and excipients, which can affect the quality and stability of the formulation. Excessively long stirring times may lead to abrasion of drug particles or increased energy consumption by the equipment, thereby impacting production efficiency.

3.2.3. Optimizing Crystallization Conditions
Crystallization directly impacts the drug’s crystal form, crystal size, and solubility. First, an appropriate crystallization temperature promotes the alignment of drug molecules, facilitating crystal formation and enabling the acquisition of a well-formed crystal form. Generally, the crystallization temperature for solid pharmaceutical formulations should be determined based on the specific properties of the drug and the crystallization conditions, typically ranging from 20 to 40°C. A crystallization temperature that is too low may result in slow crystallization, hindering crystal formation and growth; conversely, a temperature that is too high may lead to excessive crystal growth and an unstable crystal form, compromising drug quality and solubility. Second, the choice and concentration of the solvent are crucial. A suitable solvent can enhance drug solubility and crystallization speed, facilitating the acquisition of a well-formed crystal form. For example, for some hydrophobic drugs, organic solvents such as ethyl acetate or acetone can be used for crystallization, typically within a concentration range of 0.1 to 0.5 mol/L.

3.3. Appropriate Application of Adjuvants and Modifiers
3.3.1. Adjuvants such as Lubricants and Binders
Lubricants primarily function to reduce friction between particles and between particles and the metal surfaces of solid dosage form production equipment (such as the punch and die of a tablet press), improving the flowability and formability of the formulation, thereby ensuring uniformity and stability. Common lubricants include magnesium stearate, sodium stearyl fumarate, and talc. For example, magnesium stearate can effectively reduce friction between particles, improving their flowability and thereby enhancing production efficiency and quality stability. Binders, a type of agent, aggregate non-sticky or insufficiently sticky powder into granules, facilitating compression molding. Binders can enhance granule properties, including flowability, strength, resistance to segregation, dust content, compressibility, and drug release. Commonly used dispersants include hydroxypropyl methylcellulose, sodium carboxymethylcellulose, and polyvinylpyrrolidone (also known as povidone). For example, hydroxypropyl methylcellulose is an excellent binder, and its use in solid pharmaceutical preparations can effectively improve the formability and flowability of the drug.

3.3.2. Improvers such as Stabilizers and Solubilizers
Stabilizers are primarily used to enhance the stability of solid pharmaceutical preparations, prolong their shelf life, and minimize quality changes during storage and use. Common stabilizers include antioxidants, preservatives, and opacifiers. For example, vitamin E is a commonly used antioxidant. Its use in solid pharmaceutical preparations can effectively extend the shelf life of the drug, protect it from oxidation and degradation, and improve the stability of the Preparation. Solubilizers are primarily used to increase the solubility of solid pharmaceutical preparations and enhance their bioavailability in the body. Commonly used solubilizers include propylene glycol and polyethylene glycol. For example, polyethylene glycol has excellent solubility and biocompatibility. Its use in solid pharmaceutical preparations can effectively increase drug solubility, promote drug absorption and utilization, and enhance the efficacy of the Preparation.

3.4. Improvements and Innovations in Coating Technology
3.4.1. Selection and Performance Optimization of Coating Materials
Coating technology is a commonly used processing method for solid dosage forms. Applying a protective film to the surface of drug particles can improve drug stability, solubility, and bioavailability while reducing irritation and adverse reactions. When selecting a coating material, multiple factors should be considered, including the nature of the drug, formulation requirements, and patient acceptance. Commonly used coating materials include hydroxypropyl methylcellulose, methylcellulose, and polyvinylpyrrolidone. For example, hydroxypropyl methylcellulose exhibits excellent biocompatibility and solubility, making it suitable for coating a wide range of drugs. It can effectively improve drug stability and solubility, while reducing irritation and side effects. Furthermore, the performance of the coating material can be optimized by improving coating technology and process parameters. For example, by adjusting the concentration, particle size, and solubility of the coating material, as well as controlling the thickness and uniformity of the coating layer, optimal coating results can be achieved.

3.4.2 Coating Process Improvement and Process Optimization
The coating process is a critical step in the production of solid dosage forms, directly impacting their quality, stability, and efficacy. The coating process involves multiple steps, including solution preparation, coating, drying, and curing. Each step requires precise control to ensure the quality and performance of the coating layer. In recent years, with technological advancements and evolving needs, the coating process has continued to innovate and improve. For example, the use of advanced coating equipment and technologies can enable automated and precise coating processes, improving production efficiency and product quality. Optimizing coating formulations and process parameters can achieve uniformity and stability in the coating layer, enhancing the stability and efficacy of the formulation. The introduction of novel coating materials and coating technologies can achieve specific functional coating effects, such as sustained release, controlled release, and targeted release.

4. Conclusion
The optimization of the preparation process and performance of solid dosage forms is a complex and systematic process that requires comprehensive consideration of the drug’s characteristics, formulation requirements, and the conditions of the production equipment. Through rational design and optimization, the quality and stability of the formulation can be improved, ensuring optimal efficacy and safety in clinical applications. In the future, we need to continue studying the preparation process and performance optimization of solid preparations, exploring additional improvement strategies and innovative technologies, and providing a reference for the field of pharmaceutical preparation engineering. Make greater contributions to the development and advancement of drug treatments.